0001123292-21-001410 4 1 20211025 20211027 20211027 EMC CORP 0000790070 3572 MA 1231 4 34 001-33622 211354406 176 SOUTH STREET HOPKINTON MA 01748-9103 5082937208 176 SOUTH STREET HOPKINTON MA 01748-9103 VMWARE, INC. 0001124610 7372 943292913 DE 0128 3401 HILLVIEW AVENUE PALO ALTO CA 94304 (650) 427-5000 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE INC 20000923 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-10-25 1 0001124610 VMWARE, INC. VMW 0000790070 EMC CORP ONE DELL WAY ROUND ROCK TX 78682 0 0 1 0 Class A Common Stock 2021-10-25 4 J 0 30678605 0 D 0 D Class B Common Stock 2021-10-25 4 J 0 307221836 D Class A Common Stock 307221836 0 D Reflects a distribution of shares of Class A Common Stock of VMware, Inc. (the "Issuer") by the reporting person to its parent, Dell Inc. Dell Inc. is indirectly wholly owned by Dell Technologies Inc. ("Dell Technologies") through its directly held wholly-owned subsidiary Denali Intermediate Inc. ("Denali"). Dell Inc. intends to effect an indirect distribution of such shares of Class A Common Stock through Denali to Dell Technologies, which intends to distribute to its stockholders on a pro rata basis (the "Distribution") all of the shares of Class A Common Stock and Class B Common Stock of the Issuer which it owns. Reflects a distribution of shares of Class B Common Stock of the Issuer by the reporting person to Dell Inc., which distribution includes 75,821,395 shares of Class B Common Stock previously received by the reporting person in a distribution from VMW Holdco LLC, a wholly-owned subsidiary of the reporting person, and 7,221,836 shares of Class B Common Stock previously received by the reporting person in a distribution from EMC Equity Assets LLC, a wholly-owned subsidiary of the reporting person. Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at any time, upon the election of the holder. Dell Inc. intends to effect an indirect distribution of such shares of Class B Common Stock through Denali to Dell Technologies in connection with the Distribution. As described in footnote 1, Dell Technologies intends to distribute all of the shares of Class B Common Stock which it owns in the Distribution. Immediately following, and automatically as a result of, the Distribution, and prior to receipt thereof by Dell Technologies' stockholders, each share of Class B Common Stock will be converted into one share of Class A Common Stock of the Issuer. EMC Corporation By: /s/ Robert Potts, Senior Vice President & Assistant Secretary 2021-10-27