0001209191-20-042997 4 1 20200715 20200717 20200717 POONEN SANJAY 0001231873 4 34 001-33622 201034803 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE, INC. 0001124610 7372 943292913 DE 0129 3401 HILLVIEW AVENUE PALO ALTO CA 94304 (650) 427-5000 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE INC 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-15 0 0001124610 VMWARE, INC. VMW 0001231873 POONEN SANJAY 3401 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 COO, Customer Operations Class A Common Stock 2020-07-15 4 M 0 33481 72.79 A 261997 D Class A Common Stock 2020-07-15 4 S 0 6837 139.15 D 255160 D Class A Common Stock 2020-07-15 4 S 0 9651 140.27 D 245509 D Class A Common Stock 2020-07-15 4 S 0 13993 141.02 D 231516 D Class A Common Stock 2020-07-15 4 S 0 3000 141.95 D 228516 D Stock Option (right-to-buy) 72.79 2020-07-15 4 M 0 33481 0.00 D 2020-09-13 Class A Common Stock 33481 0 D The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weighted average for sales reported. The range of prices for the sales reported is $138.68 through $139.52. Price represents weighted average for sales reported. The range of prices for the sales reported is $139.68 through $140.67. Price represents weighted average for sales reported. The range of prices for the sales reported is $140.71 through $141.70. Price represents weighted average for sales reported. The range of prices for the sales reported is $141.72 through $142.13. The option is fully vested. The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Larry Wainblat, attorney-in-fact 2020-07-17