0001209191-20-043249 4 1 20200324 20200721 20200721 Raghuram Rangarajan (Raghu) 0001567874 4 34 001-33622 201039973 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE, INC. 0001124610 7372 943292913 DE 0129 3401 HILLVIEW AVENUE PALO ALTO CA 94304 (650) 427-5000 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE INC 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-24 0 0001124610 VMWARE, INC. VMW 0001567874 Raghuram Rangarajan (Raghu) 3401 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 COO, Products & Cloud Services Class A Common Stock 2020-03-24 4 G 0 62500 0.00 D 110920 D Class A Common Stock 2020-07-01 4 J 0 62500 154.53 A 173420 D Class A Common Stock 2020-07-17 4 M 0 26817 80.25 A 200237 D Class A Common Stock 2020-07-17 4 S 0 26817 139.62 D 173420 D Class A Common Stock 62500 I by GRAT Stock Option (right-to-buy) 80.25 2020-07-17 4 M 0 26817 0.00 D 2021-07-24 Class A Common Stock 26817 0 D On March 24, 2020, the reporting person transferred 62,500 shares to a grantor retained annuity trust for which he is the sole trustee and his spouse is the annuitant (the "Spouse's "GRAT"). Thereafter, on July 1, 2020, 62,500 shares were transferred from the Spouse's GRAT to the reporting person and replaced in the Spouse's GRAT by property of equal value. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weighted average for sales reported. The range of prices for the sales reported is $139.62 through $139.72. On March 24, 2020, the reporting person transferred 62,500 shares to a grantor retained annuity trust for which he is the sole trustee and annuitant (the "GRAT"). This option is fully vested. /s/ Larry Wainblat, attorney-in-fact 2020-07-21