0001209191-21-020617 4 1 20210311 20210315 20210315 GELSINGER PATRICK P 0001316331 4 34 001-33622 21743284 VMWARE, INC. 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE, INC. 0001124610 7372 943292913 DE 0129 3401 HILLVIEW AVENUE PALO ALTO CA 94304 (650) 427-5000 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE INC 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-11 0 0001124610 VMWARE, INC. VMW 0001316331 GELSINGER PATRICK P 3401 HILLVIEW AVENUE PALO ALTO CA 94304 1 0 0 0 Class A Common Stock 2021-03-11 4 M 0 4900 80.25 A 141682 D Class A Common Stock 2021-03-11 4 S 0 4900 149.04 D 136782 D Class A Common Stock 2021-03-15 4 M 0 10100 80.25 A 146882 D Class A Common Stock 2021-03-15 4 S 0 10100 149.09 D 136782 D Class A Common Stock 283353 I by GRAT Class A Common Stock 104208 I by trusts Stock Option (right-to-buy) 80.25 2021-03-11 4 M 0 4900 0.00 D 2021-07-24 Class A Common Stock 4900 60866 D Stock Option (right-to-buy) 80.25 2021-03-15 4 M 0 10100 0.00 D 2021-07-24 Class A Common Stock 10100 50766 D Reflects forfeiture of 95,395 unvested restricted stock units in connection with the departure of the reporting person from his position as CEO on February 12, 2021. Reflects the distribution to the reporting person of 136,782 shares from two of his GRATs on March 8, 2021. Price represents weighted average for sales reported. The range of prices for the sales reported is $149.00 through $149.10. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weighted average for sales reported. The range of prices for the sales reported is $149.00 through $149.40. Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust. The option is fully vested. The stock option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Larry Wainblat, attorney-in-fact 2021-03-15