0001209191-20-049887 4 1 20200904 20200909 20200909 POONEN SANJAY 0001231873 4 34 001-33622 201167485 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE, INC. 0001124610 7372 943292913 DE 0129 3401 HILLVIEW AVENUE PALO ALTO CA 94304 (650) 427-5000 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE INC 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-04 0 0001124610 VMWARE, INC. VMW 0001231873 POONEN SANJAY 3401 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 COO, Customer Operations Class A Common Stock 2020-09-04 4 M 0 12000 80.25 A 240589 D Class A Common Stock 2020-09-04 4 S 0 807 136.80 D 239782 D Class A Common Stock 2020-09-04 4 S 0 600 137.87 D 239182 D Class A Common Stock 2020-09-04 4 S 0 200 138.49 D 238982 D Class A Common Stock 2020-09-04 4 S 0 1100 139.84 D 237882 D Class A Common Stock 2020-09-04 4 S 0 4128 141.10 D 233754 D Class A Common Stock 2020-09-04 4 S 0 2000 142.33 D 231754 D Class A Common Stock 2020-09-04 4 S 0 3165 143.14 D 228589 D Stock Option (right-to-buy) 80.25 2020-09-04 4 M 0 12000 0.00 D 2021-07-24 Class A Common Stock 12000 13384 D 73 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on August 31, 2020. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weighted average for sales reported. The range of prices for the sales reported is $136.15 through $137.14. Price represents weighted average for sales reported. The range of prices for the sales reported is $137.38 through $138.37. Price represents weighted average for sales reported. The range of prices for the sales reported is $138.38 through $138.59. Price represents weighted average for sales reported. The range of prices for the sales reported is $139.46 through $140.44. Price represents weighted average for sales reported. The range of prices for the sales reported is $140.55 through $141.46. Price represents weighted average for sales reported. The range of prices for the sales reported is $141.88 through $142.67. Price represents weighted average for sales reported. The range of prices for the sales reported is $143.02 through $143.28. Reflects equitable adjustment to the option exercise price as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the exercise price was multiplied by a conversion factor of 0.8307. The option is fully vested. Reflects equitable adjustment to the number of outstanding options as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of outstanding option shares was multiplied by a conversion factor of 1.2038. The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. /s/ Larry Wainblat, attorney-in-fact 2020-09-09