0001123292-21-001418 4 1 20211101 20211102 20211102 DELL MICHAEL S 0000908724 4 34 001-33622 211372959 C/O DELL INC. ONE DELL WAY ROUND ROCK TX 78682-2244 VMWARE, INC. 0001124610 7372 943292913 DE 0128 3401 HILLVIEW AVENUE PALO ALTO CA 94304 (650) 427-5000 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE INC 20000923 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-11-01 0001124610 VMWARE, INC. VMW 0000908724 DELL MICHAEL S ONE DELL WAY ROUND ROCK TX 78682 1 0 1 0 Class A Common Stock 2021-11-01 4 M 0 140932488 A 155005746 D Class A Common Stock 2021-11-01 4 M 0 12976463 A 14272269 I By Susan Lieberman Dell Separate Property Trust Class B Common Stock 2021-11-01 4 M 0 140932488 0 D Class A Common Stock 140932488 0 D Class B Common Stock 2021-11-01 4 M 0 12976463 0 D Class A Common Stock 12976463 0 I By Susan Lieberman Dell Separate Property Trust Reflects the conversion of shares of Class B Common Stock of VMware, Inc. (the "Issuer") into an equal number of shares of Class A Common Stock of the Issuer in connection with the pro rata distribution by Dell Technologies Inc. ("Dell Technologies") of all of the shares of Class A Common Stock and Class B Common Stock of the Issuer which it owned to its stockholders (the "Distribution"). Immediately following, and automatically as a result of, the Distribution, and prior to receipt thereof by Dell Technologies' stockholders, each share of Class B Common Stock converted into one share of Class A Common Stock (the "Conversion"). Reflects aggregate number of shares of Class A Common Stock received upon the Conversion and additional shares of Class A Common Stock received in the Distribution. The reporting person's receipt of Class A Common Stock and Class B Common Stock in connection with the Distribution was exempt from Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rules 16a-9(a) and 16a-13. Reflects securities held by Susan Lieberman Dell Separate Property Trust. The reporting person disclaims beneficial ownership of all shares owned by Susan Lieberman Dell Separate Property Trust for purposes of Rule 16a-1(a)(1) and (2) under the Exchange Act, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Exchange Act or for any other purpose, the beneficial owner of any of such shares. Each share of Class B Common Stock was convertible into one share of Class A Common Stock of the Issuer at any time, upon the election of the holder. /s/ Robert Potts, Attorney-in-Fact 2021-11-02