0001209191-20-015671 5 1 20200131 20200303 20200303 Raghuram Rangarajan (Raghu) 0001567874 5 34 001-33622 20684894 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE, INC. 0001124610 7372 943292913 DE 0131 3401 HILLVIEW AVENUE PALO ALTO CA 94304 (650) 427-5000 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE INC 20000923 5 1 doc5.xml FORM 5 SUBMISSION FORM 5 OMB APPROVAL [ ] Check this OMB Number: box if no longer 3235-0362 subject to Estimated Section 16. Form average burden 4 or Form 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION hours per obligations may Washington, D.C. 20549 response... 1.0 continue. See ANNUAL STATEMENT OF CHANGES IN BENEFICIAL Instruction OWNERSHIP OF SECURITIES 1(b). [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting 2. Issuer Name and Ticker 5. Relationship of Person * or Trading Symbol Reporting Person(s) to Raghuram Rangarajan (Raghu) VMWARE, INC. [VMW] Issuer (Check all applicable) _____ Director _____ 10% Owner __X__ Officer (give title (Last) (First) (Middle) 3. Statement for Issuer's below) _____ Other 3401 HILLVIEW AVENUE Fiscal Year Ended (specify below) (MM/DD/YYYY) COO, Products & Cloud 1/31/2020 Services (Street) 4. If Amendment, Date 6. Individual or PALO ALTO, CA 94304 Original Filed(MM/DD/YYYY) Joint/Group Filing(Check (City) (State) (Zip) Applicable Line) _X_ Form Filed by One Reporting Person ___ Form Filed by More than One Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security 2. Trans. Date 2A. 3. 4. Securities 5. Amount of 6. Ownership 7. Nature of (Instr. 3) Deemed Trans. Acquired (A) or Securities Form: Direct Indirect Execution Code Disposed of (D) Beneficially (D) or Indirect Beneficial Date, if (Instr. (Instr. 3, 4 and Owned Following (I) Ownership any 8) 5) Reported (Instr. 4) (Instr. 4) Transaction(s) (A) (Instr. 3 and or 4) Amount (D) Price Class A Common Stock 12/23/2019 G 1500 D $0.00 195765 D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. 3A. 4. Trans. Code 5. Number of 6. Date Exercisable 7. Title and Amount of 8. Price 9. Number of 10. 11. Nature Derivate Conversion Trans. Deemed (Instr. 8) Derivative and Expiration Date Securities Underlying of Derivative Ownership of Security or Date Execution Securities (MM/DD/YYYY) Derivative Security Derivative Securities Form of Indirect (Instr. 3) Exercise Date, if Acquired (A) or (Instr. 3 and 4) Security Beneficially Derivative Beneficial Price of any Disposed of (D) (Instr. 5) Owned at End Security: Ownership Derivative (Instr. 3, 4 and of Issuer's Direct (D) (Instr. 4) Security 5) Fiscal Year or (Instr. 4) Indirect Date Expiration Amount or (I) Exercisable Date Title Number of (Instr. 4) (A) (D) Shares Explanation of Responses: Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Raghuram Rangarajan (Raghu) COO, Products & Cloud 3401 HILLVIEW AVENUE Services PALO ALTO, CA 94304 Signatures /s/ Larry Wainblat, attorney-in-fact 3/3/2020 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.