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Rule 13d-1(b)
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Rule 13d-1(c)
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Rule 13d-1(d)
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Item 1.
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(a)
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Name of Issuer:
VMware, Inc.
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(b)
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Address of Issuer's Principal Executive Offices:
3401 Hillview Avenue, Palo Alto, CA 94304
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Item 2.
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(a)
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Name of Person Filing:
EMC Corporation
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(b)
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Address or Principal Business Office or, if none, Residence:
176 South Street, Hopkinton, MA 01748
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(c)
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Citizenship:
EMC Corporation is a Massachusetts corporation
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(d)
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Title of Class of Securities:
Class A Common Stock, par value $0.01 per share
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(e)
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CUSIP Number:
928563402
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C. 80a-8);
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act
(12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:_________________________
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Item 4.
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Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount Beneficially Owned:
See the response to Item 9 on the attached Cover Page
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(b)
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Percent of Class:
See the response to Item 11 on the attached Cover Page
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote:
See the response to Item 5 on the attached Cover Page
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(ii)
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Shared power to vote or to direct the vote:
See the response to Item 6 on the attached Cover Page
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(iii)
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Sole power to dispose or to direct the disposition of:
See the response to Item 7 on the attached Cover Page
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(iv)
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Shared power to dispose or to direct the disposition of:
See the response to Item 8 on the attached Cover Page
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Item 5.
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Ownership of Five Percent or Less of a Class.
Not applicable
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not applicable
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Item 8.
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Identification and Classification of Members of the Group.
Not applicable
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Item 9.
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Notice of Dissolution of Group.
Not applicable
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Item 10.
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Certifications.
Not applicable
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