0001209191-18-025648 3 1 20180419 20180419 20180419 VMWARE, INC. 0001124610 7372 DE 0202 3 34 001-38460 18764843 3401 HILLVIEW AVENUE PALO ALTO CA 94304 (650) 427-5000 3401 HILLVIEW AVENUE PALO ALTO CA 94304 VMWARE INC 20000923 Pivotal Software, Inc. 0001574135 7372 943094578 DE 1231 3495 DEER CREEK ROAD PALO ALTO CA 94304 508-560-1726 3495 DEER CREEK ROAD PALO ALTO CA 94304 GoPivotal, Inc. 20130410 3 1 doc3.xml FORM 3 SUBMISSION FORM 3 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: Washington, D.C. 20549 3235-0104 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF Estimated SECURITIES average burden hours per response... 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting 2. Date of Event 3. Issuer Name and Ticker or Trading Person * Requiring Symbol VMWARE, INC. Statement Pivotal Software, Inc. [PVTL] (MM/DD/YYYY) 4/19/2018 (Last) (First) (Middle) 4. Relationship of Reporting Person(s) to Issuer (Check 3401 HILLVIEW AVENUE all applicable) _____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Street) 5. If Amendment, 6. Individual or Joint/Group PALO ALTO, CA 94304 Date Original Filing(Check Applicable Line) (City) (State) (Zip) Filed(MM/DD/YYYY) _X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person Table I - Non-Derivative Securities Beneficially Owned 1.Title of Security 2. Amount of 3. 4. Nature of Indirect (Instr. 4) Securities Ownership Beneficial Ownership Beneficially Form: (Instr. 5) Owned Direct (Instr. 4) (D) or Indirect (I) (Instr. 5) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security 2. Date Exercisable 3. Title and 4. 5. 6. Nature of (Instr. 4) and Expiration Date Amount of Conversion Ownership Indirect (MM/DD/YYYY) Securities or Form of Beneficial Underlying Exercise Derivative Ownership Derivative Price of Security: (Instr. 5) Security Derivative Direct (D) (Instr. 4) Security or Indirect (I) Date Expiration Title Amount or (Instr. 5) Exercisable Date Number of Shares Class A Class B Common Stock (1) (1) Common 44208162 (1) D Stock Explanation of Responses: (1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time, at the holder's option, except under limited circumstances specified in the certificate of incorporation of Pivotal Software, Inc., and has no expiration date. Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other VMWARE, INC. 3401 HILLVIEW AVENUE X PALO ALTO, CA 94304 Signatures VMware, Inc. By: /s/ Craig Norris, Vice President, Deputy General 4/19/2018 Counsel and Assistant Secretary ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.